Descripción de la oferta
A key role involves working with a global wealth and asset manager focused on sustainable investing. Key Responsibilities The primary objective of the Compliance Officer is to ensure operational effectiveness in AML/CFT Investor Protection, Conduct matters MiFID2, supervising proactive management of compliance risks for timely escalation and complete accurate reporting to relevant authorities. Responsibilities Overview Evaluate operational efficiency in anti-money laundering (AML) and countering financing of terrorism (CFT). Develop strategies for managing risk related to investor protection. Collaborate across departments to address conduct-related issues under MiFID2 regulations.
